Form 144

Results: 602



#Item
11United States Securities and Exchange Commission / Financial regulation / Form 144 / United States / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 14, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Re

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Source URL: www.sec.gov

Language: English - Date: 2015-05-15 08:20:53
12SEC filings / Financial regulation / Finance / Financial economics / Form 4 / Form 144 / Securities Act / Security / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Microsoft Word - 5106838_2.DOC

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Source URL: edgar.sec.gov

Language: English - Date: 2013-12-23 14:47:19
13Financial regulation / Financial economics / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Securities research / United States securities law / United States Securities and Exchange Commission / Finance

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension

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Source URL: www.sec.gov

Language: English - Date: 2015-05-28 06:08:32
14Security / Stock market / Australian Securities Exchange / Warrant / Regulation S-K / Form 144 / Financial economics / Finance / Investment

ASX Listing Rules Appendix 3B - New Issue Announcement Application for Quotation of Additional Securities and Agreement

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Source URL: stage.digitalbtc.com

Language: English - Date: 2015-01-27 10:09:58
15Security / Stock market / Australian Securities Exchange / Warrant / Dividend / Regulation S-K / Form 144 / Financial economics / Finance / Investment

ASX Listing Rules Appendix 3B - New Issue Announcement Application for Quotation of Additional Securities and Agreement

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Source URL: digitalbtc.com

Language: English - Date: 2015-05-28 03:21:24
16Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 20, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension

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Source URL: www.sec.gov

Language: English - Date: 2015-05-19 20:24:33
17Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 12, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension

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Source URL: www.sec.gov

Language: English - Date: 2015-05-11 20:10:29
1873rd United States Congress / Securities Exchange Act / Government / Finance / U.S. Securities and Exchange Commission / OTC Markets Group / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-09 20:13:17
1973rd United States Congress / Finance / Financial system / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Registered Investment Advisor / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 24, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-24 06:14:33
20Finance / Financial system / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Security / Form 144 / Net capital rule / United States securities law / Financial economics / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-07 06:36:14
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